Course Catalog
You are not logged in.
Settings
Language:

The U.S. Securities and Exchange Commission: Enforcement Tools and PrioritiesThe U.S. Securities and Exchange Commission: Enforcement Tools and Priorities

Linda Chatman Thomsen, Partner at Davis Polk & Wardwell LLP and formerly the Director of the SEC’s Division of Enforcement, will provide an overview of how the SEC investigates potential violations of the federal securities laws, with a particular focus on the agency’s approach to FCPA enforcement. Ms. Thomsen will discuss the SEC’s specialized FCPA unit, as well as its new cooperation initiative and the expected impact of the Dodd-Frank whistleblower provisions.

Credits: 1
Estimated Length: 1 hour(s) and 15 minute(s)

Lessons

Name View Schedule
Online Lesson1. U.S. Securities and Exchange Commission Enforcement Tools and Priorities -
Certificates
Powered by Inquisiq LMS R5 Build 5.1.18.1b© 2002-2019ICS Learning Group
tasa@traceinternational.org