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TRACE Offices Closed for the Holiday

The TRACE offices will be closed for the holidays starting 24 December 2018 re-opening on 2 January 2019.

The U.S. Securities and Exchange Commission: Enforcement Tools and PrioritiesThe U.S. Securities and Exchange Commission: Enforcement Tools and Priorities

Linda Chatman Thomsen, Partner at Davis Polk & Wardwell LLP and formerly the Director of the SEC’s Division of Enforcement, will provide an overview of how the SEC investigates potential violations of the federal securities laws, with a particular focus on the agency’s approach to FCPA enforcement. Ms. Thomsen will discuss the SEC’s specialized FCPA unit, as well as its new cooperation initiative and the expected impact of the Dodd-Frank whistleblower provisions.

Credits: 1
Estimated Length: 1 hour(s) and 15 minute(s)

Lessons

Name View Schedule
Online Lesson1. U.S. Securities and Exchange Commission Enforcement Tools and Priorities -
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