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Course CatalogCatalog: 09. Financial Services Specialization

Courses listed in this catalog focus on addressing key business, legal and regulatory concepts related to anti-bribery/anti-corruption issues specific to the financial services industry. Required courses for this specialization are listed below and have been denoted with an *.

  1. Anti-Money Laundering*
  2. World Bank Sanctions System and Anti-Corruption Efforts*
  3. Anti-Bribery Challenges in the Financial Services Industry*
  4. Anti-Corruption Risk for Private Equity Firms Dealing with Sovereign Wealth Funds*
  5. Anti-Corruption Due Diligence in Mergers and Acquisitions: Uncovering Bribery Risks and Mitigating Potential Successor Liability Issues*
  • Sub-Catalogs (0)
  • Courses (5)
Course

Anti-Corruption Risk for Private Equity Firms Dealing with Sovereign Wealth Funds

Credits: 1
Asheesh Goel and Lee Stein will discuss the challenges that private equity firms must address when dealing with sovereign wealth funds. They will discuss best compliance practices for private equity firms and encourage discussion around this newly-identified area of exposure.
Course

World Bank Sanctions System and Anti-Corruption Efforts

Credits: 1
World Bank Sanctions System and Anti-Corruption Efforts
Course

Anti-Bribery Challenges in the Financial Services Industry

Credits: 1
Noreen M. Fierro, Vice President and Corporate Counsel for Prudential Financial, will provide an overview of the unique challenges faced by financial services firms operating internationally, including traditional areas of risk as well as the recent issues presented by increased activities with sovereign wealth funds.
Course

Spotlight on Iran Sanctions: Addressing Recent Changes to Global Regulatory Regimes and the Impact on Multi-National Corporations

Credits: 1
During this session benefit from a comprehensive overview of recent changes to the Iran sanctions regime, including an update on global sanctions regulations as well as practical recommendations for ensuring compliance across your global operations.
Course

Anti-Money Laundering

Credits: 0.5
Anti-Money Laundering
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